HomeMy WebLinkAboutResolution 1992 (31) F r
RESOLUTION AUTHORIZING ADVERTISEMENT FOR SALE OF GENERAL
OBLIGATION HEALTH CARE CENTER REFUNDING BONDS, SERIES 1992B
Resolution No. 3 / (y
St. Croix County, Wisconsin
BE IT RESOLVED by the Board of Supervisors of St. Croix County, Wisconsin (the
Issuer), as follows:
Section 1. Purpose. As set forth in the initial resolution of the Board adopted this
date, it is hereby determined to be in the best interests of the Issuer to issue its General
Obligation Health Care Center Refunding Bonds, Series 1992B (the Bonds), in the
approximate amount of $1,855,000 (subject to adjustment in accordance with the Official
Terms of Offering hereinafter referred to), pursuant to Wisconsin Statutes, Sections 67.04(3)
and 67.05, to refund the 1994 through 2000 maturities of the Issuer's General Obligation
Health Care Center Bonds, dated June 1, 1981.
Section 2. Sale. Springsted Incorporated, financial consultant to the Issuer, has
presented to this Board a form of Official terms of Offering for the Bonds, which is attached
hereto and hereby approved and shall be placed on file by the County Clerk. Each and all
of the provisions of the Official Terms of Offering are hereby adopted as the terms and
conditions of the Bonds - and of the sale thereof, and shall be made available to all
prospective purchasers of the Bonds. The County Clerk is authorized and directed to cause
the Notice of Bond Sale, which is attached hereto and hereby approved, to be published
once in the official newspaper of the Issuer and once in a bond trade publication at feast
ten days before the date of sale, in substantially the form attached hereto.
Section 3. Official Statement. The County Clerk and other officials of the Issuer,
in cooperation with Springsted Incorporated, are hereby authorized and directed to prepare
on behalf of the Issuer an Official Statement to be distributed to potential purchasers of the
Bonds. Such Official Statement shall contain the Official Terms of Offering and such other
information as shall be deemed advisable and necessary to describe accurately the Issuer
and the security for, and terms and conditions of, the Bonds.
Section 4. Sale Meeting. This Board shall meet at the County Courthouse on
Tuesday, September 22, 1992, at 9:00 a.m., for the purpose of considering sealed bids for
the purchase of the Bonds, and of taking such action thereon as may be in the best interest
of the Issuer.
Dated this / F day of 0Cxx , 1992.
Offered by: Finance Committee
NEGATIVE AFFIRMATIVE
STATE OF WISCONSIN
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OFFICIAL TERMS OF OFFERING
$1,855,000*
ST. CROIX COUNTY, WISCONSIN
GENERAL OBUGATION HEALTH CARE
CENTER REFUNDING BONDS, SERIES 1992B
Sealed bids for the Bonds will be received on Monday, September 21, 1992, until 1:30 P.M.,
Central Time, at the offices of Springsted Incorporated, 85 East Seventh Place, Suite 100, Saint
Paul, Minnesota, after which time they will be opened and tabulated. Consideration for award
of the Bonds will be by the Board of Supervisors at 9:00 A.M., Central Time, Tuesday,
September 22, 1992.
DETAILS OF THE BONDS
The Bonds will be dated October 1, 1992, as the date of original issue, and will bear interest
payable on April 1 and October 1 of each year, commencing April 1, 1993. Interest will be
computed on the basis of a 360 -day year of twelve 30-day months and will be rounded
pursuant to rules of the MSRB. The Bonds will be issued in the denomination of $5,000 each,
or in integral multiples thereof, as requested by the purchaser, and fully registered as to
principal and interest. Principal will be payable at the main corporate office of the registrar and
interest on each Bond will be payable by check or draft of the registrar mailed to the registered
holder thereof at the holder's address as it appears on the books of the registrar as of the
close of business on the 15th day of the immediately preceding month.
The Bonds will mature October 1 in the years and amounts as follows:
1994 $235,000 1997 $265,000 1999 $290,000
1995 $240,000 1998 $275,000 2000 $300,000
1996 $250,000
* The County reserves the right, after bids are opened and prior to award, to increase or reduce the
principal amount of the Bonds offered for sale. Any such increase or reduction will be in a total
amount not to exceed $50,000 and will be made in multiples of $5,000 in any of the maturities. In the
event the principal amount of the Bonds is increased or reduced, any premium offered or any
discount taken by the successful bidder will be increased or reduced by a percentage equal t� the
percentage by which the principal amount of the Bonds is increased or reduced.
OPTIONAL REDEMPTION
The County may elect on October 1, 1997, and on any day thereafter, to prepay Bonds due on
or after October 1, 1998. Redemption may be in whole or in part and if in part, at the option of
the County and in such manner as the County shall determine and within a maturity by lot as
selected by the registrar. All prepayments shall be at a price of par and accrued interest.
SECURITY AND PURPOSE
The Bonds will be general obligations of the County for which the County will pledge its full
faith and credit and power to levy direct general ad valorem taxes. The proceeds will be used
to refund the 1994 -2000 maturities of the County's General Obligation Health Care Center
Bonds, dated June 1, 1981.
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TYPE OF BID
Bids shall be for not less than $1,836,450 and accrued interest on the total principal amount of
the Bonds. Bids shall be accompanied by a Good Faith Deposit ( "Deposit") in the form of a
certified or cashier's check or a Financial Surety Bond in the amount of $18,455, payable to the
order of the County. If a check is used, it must accompany each bid. If a Financial Surety
Bond is used, it must be from an insurance company licensed to issue such a bond in the
State of Wisconsin, and preapproved by the County. Such bond must be submitted to
Springsted Incorporated prior to the opening of the bids. The Financial Surety Bond must
identify each bidder whose Deposit is guaranteed by such Financial Surety Bond. If the Bonds
are awarded to a bidder using a Financial Surety Bond, then that purchaser is required to
submit its Deposit to Springsted Incorporated in the form of a certified or cashier's check or
wire transfer as instructed by Springsted Incorporated not later than 3:30 P.M., Central Time, on
the next business day following the award. If such Deposit is not received by that time, the
Financial Surety Bond may be drawn by the County to satisfy the Deposit requirement. The
County will deposit the check of the purchaser, the amount of which will be deducted at
settlement and no interest will accrue to the purchaser. In the event the purchaser fails to
comply with the accepted bid, said amount will be retained by the County. No bid can be
withdrawn after the time set for receiving bids unless the meeting of the County scheduled for
award of the Bonds is adjourned, recessed, or continued to another date without award of the
Bonds having been made. Rates shall be in integral multiples of 5/100 or 1/8 of 1%. Rates
must be in ascending order. Bonds of the same maturity shall bear a single rate from the date
of the Bonds to the date of maturity. No conditional bid will be accepted.
AWARD
The Bonds will be awarded to the bidder offering the lowest interest rate to be determined on a
true interest cost (TIC) basis. The County's computation of the interest rate of each bid, in
accordance with customary practice, will be controlling.
The County will reserve the right to: (i) waive non - substantive informalities of any bid or of
matters relating to the receipt of bids and award of the Bonds, (ii) reject all bids without cause,
and, (iii) reject any bid which the County determines to have failed to comply with the terms
herein.
BOND INSURANCE AT PURCHASER'S OPTION
If the Bonds qualify for issuance of any policy of municipal bond insurance or commitment
therefor at the option of the bidder, the purchase of any such insurance policy or the issuance
of any such commitment shall be at the sole option and expense of the purchaser of the
Bonds. Any increased costs of issuance of the Bonds resulting from such purchase of
insurance shall be paid by the purchaser, except that, if the County has requested and
received a rating on the Bonds from a rating agency, the County will pay that rating fee. Any
other rating agency fees shall be the responsibility of the purchaser.
Failure of the municipal bond insurer to issue the policy after Bonds have been awarded to the
purchaser shall not constitute cause for failure or refusal by the purchaser to accept delivery on
the Bonds.
FISCAL AGENT /REGISTRAR
The County will name the fiscal agent which will act as registrar and shall be subject to
applicable SEC regulations. The County will pay for the services of the fiscal agent/registrar.
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CUSIP NUMBERS
If the Bonds qualify for assignment of CUSIP numbers such numbers will be printed on the
Bonds, but neither the failure to print such numbers on any Bond nor any error with respect
thereto will constitute cause for failure or refusal by the purchaser to accept delivery of the
Bonds. The CUSIP Service Bureau charge for the assignment of CUSIP identification numbers
shall be paid by the purchaser.
SETTLEMENT
Within 40 days following the date of their award, the Bonds will be delivered without cost to the
purchaser at a place mutually satisfactory to the County and the purchaser. Delivery will be
subject to receipt by the purchaser of an approving legal opinion of Dorsey & Whitney of
Minneapolis, Minnesota, which opinion will be printed on the Bonds, and of customary closing
papers, including a no- litigation certificate. On the date of settlement payment for the Bonds
shall be made in federal, or equivalent, funds which shall be received at the offices of the
County or its designee not later than 12:00 Noon, Central Time. Except as compliance with the
terms of payment for the Bonds shall have been made impossible by action of the County, or
its agents, the purchaser shall be liable to the County for any loss suffered by the County by
reason of the purchaser's non - compliance with said terms for payment.
OFFICIAL STATEMENT
The County has authorized the preparation of an Official Statement containing pertinent
information relative to the Bonds, and said Official Statement will serve as a nearly final Official
Statement within the meaning of Rule 15c2 -12 of the Securities and Exchange Commission.
For copies of the Official Statement and the Official Bid Form or for any additional information
prior to sale, any prospective purchaser is referred to the Financial Advisor to the County,
Springsted Incorporated, 85 East Seventh Place, Suite 100, Saint Paul, Minnesota 55101,
telephone (612) 223 -3000.
The Official Statement, when further supplemented by an addendum or addenda specifying the
maturity dates, principal amounts and interest rates of the Bonds, together with any other
information required by law, shall constitute a "Final Official Statement" of the County with
respect to the Bonds, as that term is defined in Rule 15c2 -12. By awarding the Bonds to any
underwriter or underwriting syndicate submitting an Official Bid Form therefor, the County
agrees that, no more than seven business days after the date of such award, it shall provide
without cost to the senior managing underwriter of the syndicate to which the Bonds are
awarded 75 copies of the Official Statement and the addendum or addenda described above.
The County designates the senior managing underwriter of the syndicate to which the Bonds
are awarded as its agent for purposes of distributing copies of the Final Official Statement to
each Participating Underwriter. Any underwriter executing and delivering an Official Bid Form
with respect to the Bonds agrees thereby that if its bid is accepted by the County (i) it shall
accept such designation and (ii) it shall enter into a contractual relationship with all
Participating Underwriters of the Bonds for purposes of assuring the receipt by each such
Participating Underwriter of the Final Official Statement.
Dated August 18, 1992 BY ORDER OF THE COUNTY BOARD OF SUPERVISORS
/s/ Sue E. Nelson
County Clerk
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