HomeMy WebLinkAboutResolution 1991 (49) RESOLUTION AWARDING THE SALE OF
$11,500,000
GENERAL OBLIGATION GOVERNMENT CENTER
BUILDING BONDS, SERIES 1992A;
PROVIDING FOR THE FORM OF THE BONDS;
AND LEVYING A TAX IN CONNECTION THEREWITH
Resolution No. 4 Of)
St. Croix County, Wisconsin
WHEREAS, on November 12, 1991, the County Board of St.
Croix County, Wisconsin (the "County ") adopted a resolution
entitled: "Resolution Authorizing the Borrowing of $11,500,000
and Providing for the Issuance and Sale of General Obligation
Government Center Building Bonds, Series 1992A" (the "Authorizing
Resolution ") which authorized the issuance of general obligation
bonds for the purpose of paying the costs of financing the
acquisition, construction and furnishing of a new government
center (the "Project ");
WHEREAS, the County deems the Project to be within its
powers to undertake and therefore to be a public purpose as
defined in Section 67.04(2) of the Wisconsin Statutes;
WHEREAS, pursuant to the Authorizing Resolution, the
County Clerk caused a Notice of Sale to be published in the
Hudson Star Observer on November 21, 1991 and The Northwestern
Financial Review on December 7, 1991 offering the aforesaid
general obligation bonds for public sale on December 10, 1991;
and,
WHEREAS, the following sealed bid proposals were
received:
TRUE NET
BIDDER INTEREST COST INTEREST RATE
$ $
WHEREAS, it has been determined that the bid proposal
submitted by �
, fully complies with the bid requirements
set forth in the Official Notice of Sale and is deemed to be the
most advantageous to the County. A copy of said bid is attached
hereto as Exhibit A and incorporated herein by this reference.
NOW, THEREFORE, BE IT RESOLVED by the County Board of
the County that:
Section 1. Award of the Bonds. The bid proposal of
(the "Purchaser ") is hereby accepted, said proposal offering to
purchase the $11,500,000 St. Croix County General Obligation
Government Center Building Bonds, Series 1992A (the "Bonds ") for
the sum of
DOLLARS ($ ),
plus accrued interest to the date of delivery, resulting in a
true interest cost of
DOLLARS ($
and an average net interest rate of %. The Bonds bear
interest as follows:
Year Principal Amount Interest Rate
1992 $ 175,000
1993 40,000
1994 105,000
1995 145,000
1996 250,000
1997 310,000
1998 360,000
1999 405,000
2000 455,000
2001 785,000
2002 830,000
2003 885,000
2004 935,000
2005 995,000
2006 1,060,000
2007 1,130,000
2008 1,275,000
2009 1,360,000
Section 2. Designation of Purchaser as Agent. The
County hereby designates the Purchaser as its agent for purposes
of distributing the Final Official Statement relating to the
Bonds to any participating underwriter in compliance with Rule
15c2 -12 of the Securities and Exchange Commission.
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Section 3. Terms of the Bonds. The Bonds shall be
designated "General Obligation Government Center Building Bonds,
Series 1992A "; shall be dated January 1, 1992; shall be in the
denomination of $5,000 or any integral multiple thereof; shall be
numbered 1 and upward; and shall mature serially on October 1 of
each year, in the years and principal amounts as set forth above.
Interest is payable commencing on October 1, 1992 and semi-
annually thereafter on April 1 and October 1 of each year.
Section 4. Redemption Provisions. At the option of
the County, the Bonds maturing on October 1, 2000 and thereafter
are subject to redemption prior to maturity on October 1, 1999 or
on any day thereafter. Said Bonds are redeemable as a whole or
in part, and if in part, at the option of the County and in such
manner as the County shall determine, and within each maturity by
lot, as selected by the Bond Registrar, at the principal amount
thereof, plus accrued interest to the date of redemption.
Section 5. Form of the Bonds. The Bonds shall be
issued in registered form and shall be executed and delivered in
substantially the form attached hereto as Exhibit B and
incorporated herein by this reference.
Section 6. Direct Annual Irrepealable Tax Levy. For
the purpose of paying the principal of and interest on the Bonds
as the same becomes due, the full faith, credit and resources of
the County are hereby irrevocably pledged and a direct annual
irrepealable tax sufficient for that purpose is hereby levied
upon all taxable property of the County. Said direct annual
irrepealable tax shall be levied in the years and in the amounts
as follows:
Levy Year Amount Levy Year Amount
1991 $ ** 2001 $
1992 2002
1993 2003
1994 2004
1995 2005
1996 2006
1997 2007
1998 2008
1999 2009
2000 2010
* *The County has heretofore levied a direct annual
irrepealable ad valorem debt service tax in the amount of
$716,000 in anticipation of the sale of the Bonds. Said sum
shall be irrevocably deposited upon receipt into the segregated
Debt Service Fund Account for the Bonds created below and used to
pay the principal of and interest on the Bonds coming due on
October 1, 1992.
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The direct annual irrepealable tax hereby levied shall
be collected in addition to all other taxes and in the same
manner and at the same time as other taxes of the County levied
in said years are collected. So long as any part of the
principal of or interest on the Bonds remains unpaid, the tax
hereinabove levied shall be and continues irrepealable except
that the amount of tax carried onto the tax roll may be reduced
in any year by the amount of any surplus in the Debt Service
Fund Account created by Section 7 hereof.
Section 7. Debt Service Fund Account. There is hereby
established a fund account separate and distinct from every other
County fund or account to be designated "Debt Service Fund
Account for $11,500,000 St. Croix County General Obligation
Government Center Building Bonds, Series 1992A dated January 1,
1992 ". There shall be deposited in said fund account any premium
plus accrued interest paid on the Bonds at the time of delivery
to the Purchaser, all money raised by taxation pursuant to
Section 6 hereof and all other sums as may be necessary to pay
interest on the Bonds when the same shall become due and to
retire the Bonds at their respective maturity dates. Said fund
account shall be used for the sole purpose of paying the prin-
cipal of and interest on the Bonds and shall be maintained for
such purpose until such indebtedness is fully paid or otherwise
extinguished.
Section 8. Construction Fund; Arbitrage Covenant. The
whole proceeds of the Bonds (the "Bond Proceeds ") herein provided
for (other than any premium and accrued interest which must be
paid at the time of delivery of the Bonds into the Debt Service
Fund Account created in Section 7 hereof) shall be segregated in
a special fund upon receipt and shall be used solely for the
purposes for which borrowed or for the payment of the principal
of and interest on the Bonds.
The Bond Proceeds may be temporarily invested in legal
investments until needed provided, however, that the County
hereby covenants and agrees that so long as the Bonds remain
outstanding, moneys on deposit in any fund or account in
connection with the Bonds, whether or not such moneys were
derived from the proceeds of the sale of the Bonds or from any
other source, will not be used or invested in a manner which
would cause the Bonds to be "arbitrage bonds" within the meaning
of Section 148 of the Internal Revenue Code of 1986, as amended
(the "Code ") and any applicable regulations including Sections
1.103 -13, 1.103 -14 and 1.103 -15 of the income tax regulations, as
the same exist on this date, or may from time to time hereafter
be amended, supplemented or revised.
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The County Clerk, or other officer of the County
charged with responsibility for issuing the Bonds shall provide
an appropriate certificate of the County, for inclusion in the
transcript of proceedings, setting forth the reasonable
expectations of the County regarding the amount and use of the
Bond Proceeds and the facts and estimates on which such
expectations are based, all as of the date of delivery and
payment for the Bonds.
Section 9. Additional Tax Covenants; Exemption from
Rebate. The County hereby further covenants and agrees that it
will take all necessary steps and perform all obligations
required by the Code and Regulations (whether prior to or
subsequent to the issuance of the Bonds) to assure that the Bonds
are obligations described in Section 103(a) of the Code, the
interest on which is excluded from gross income for federal
income tax purposes, throughout their term. The County Clerk or
other officer of the County charged with the responsibility of
issuing the Bonds, shall provide an appropriate certificate of
the County as of the Closing, for inclusion in the transcript of
proceedings, certifying that it can and covenanting that it will
comply with the provisions of the Code and Regulations.
Further, it is the intent of the County to take all
reasonable and lawful actions to comply with any new tax laws
enacted so that the Bonds will continue to be obligations de-
scribed in Section 103(a) of the Code, the interest on which is
excluded from gross income for federal income tax purposes.
The County anticipates that it will qualify for the
construction expenditure exemption from the rebate requirements
of the Code. The County Clerk or other officer of the County
charged with the responsibility of issuing the Bonds, shall
provide an appropriate certificate of the County as of the
Closing, for inclusion in the transcript of proceedings, with
respect to said exemption from the rebate requirements, and said
County Clerk or other officer is hereby authorized to make any
election on behalf of the County in order to comply with the
rebate requirements of the Code. If, for any reason, the County
did not qualify for any exemption from the rebate requirements of
the Code, the County covenants that it would take all necessary
steps to comply with such requirements.
The County hereby covenants that it is a governmental
unit with general taxing powers and that the Bonds are not
"private activity bonds" as defined in Section 141 of the Code.
Section 10. Execution of the Bonds. The Bonds shall
be issued in typewritten or printed form, executed on behalf of
the County by the manual or facsimile signatures of the County
Board Chairperson and County Clerk, authenticated by its Fiscal
Agent appointed herein, sealed with its official or corporate
seal, or a facsimile thereof, and delivered to the Purchaser upon
payment to the County of the purchase price thereof, plus accrued
interest to the date of delivery. In the event that either of
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the officers whose signatures appear on the Bonds shall cease to
be such officers before the delivery of the Bonds, such
signatures shall, nevertheless, be valid and sufficient for all
purposes to the same extent as if they had remained in office
until such delivery. The aforesaid officers are hereby
authorized to do all acts and execute and deliver all documents
as may be necessary and convenient to effectuate the Closing.
Section 11. Payment of the Bonds; Fiscal Agent. The
principal of and interest on the Bonds shall be paid by the
which is hereby appointed as the County's
registrar and fiscal agent pursuant to the provisions of Section
67.10(2), Wisconsin Statutes (the "Fiscal Agent "). The Fiscal
Agency Agreement between the County and the Fiscal Agent shall be
substantially in the form attached hereto as Exhibit C and
incorporated herein by this reference.
Section 12. Bond Insurance. The Purchaser has
indicated that it will obtain insurance upon the Bonds from
(" "), which will
issue its municipal bond insurance policy with respect to the
Bonds. The District Clerk or other officer of the District
charged with the responsibility of issuing the Bonds, shall
provide an appropriate certificate of the District as of the
Closing, for inclusion in the transcript of proceedings,
certifying that it can and covenanting that it will comply with
the provisions and requirements of
Section 13. Conflicting Resolutions; Severability;
Effective Date. All prior resolutions, rules or other actions of
the County or any parts thereof in conflict with the provisions
hereof shall be and the same are hereby rescinded insofar as they
may so conflict. In the event that any one or more provisions
hereof shall for any reason be held to be illegal or invalid,
such illegality or invalidity shall not affect any other
provisions hereof. The foregoing shall take effect immediately
upon adoption and approval in the manner provided by law.
Adopted and recorded this 10th day of December, 1991.
Offered by:
NEGATIVE AFFIRMATIVE
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EXHIBIT B
(Form of Bond)
UNITED STATES OF AMERICA
NUMBER STATE OF WISCONSIN DOLLARS
ST. CROIX COUNTY
GENERAL OBLIGATION
GOVERNMENT CENTER BUILDING BOND, SERIES 1992A
MATURITY DATE: ORIGINAL DATE OF ISSUE: INTEREST RATE: CUSIP:
OCTOBER 1, 19 JANUARY 1, 1991
REGISTERED OWNER:
PRINCIPAL AMOUNT: DOLLARS
KNOW ALL MEN BY THESE PRESENTS, that St. Croix County,
Wisconsin (the "County "), hereby acknowledges itself to owe and
for value received promises to pay to the registered owner
identified above (or to registered assigns), on the maturity date
identified above, the principal amount identified above, and to
pay interest thereon at the rate of interest per annum identified
above, all subject to the provisions set forth herein regarding
redemption prior to maturity. Interest is payable commencing on
October 1, 1992 and semi - annually thereafter on April 1 and
October 1 of each year until the aforesaid principal amount is
paid in full.
Both the principal of and interest on this Bond are
payable in lawful money of the United States by the
, the fiscal agent
appointed by the County pursuant to the provisions of Section
67.10(2), Wisconsin Statutes, to act as bond registrar and paying
agent (the "Bond Registrar ").
This Bond is payable as to principal upon presentation
and surrender hereof at the principal corporate office of the
Bond Registrar. Payment of each installment of interest shall be
made to the registered owner hereof who shall appear on the
registration books of the County maintained by the Bond Registrar
at the close of business on the 15th day of the calendar month
next preceding the interest payment date and shall be paid by
check or draft of the Bond Registrar mailed to such registered
owner at his address as it appears on such registration books or
at such other address as may be furnished in writing by such
registered owner to the Bond Registrar.
For the prompt payment of this Bond together with
interest hereon as aforesaid and for the levy of taxes sufficient
for that purpose, the full faith, credit and resources of the
County are hereby irrevocably pledged.
This Bond is one of an issue of Bonds aggregating the
principal amount of $11,500,000, all of which are of like tenor,
except as to denomination, interest rate, maturity date and
redemption provision, issued by the County pursuant to the
provisions of Chapter 67, Wisconsin Statutes, for the purpose of
paying the cost of financing the acquisition, construction and
furnishing of a new government center, all as authorized by
resolutions of the County Board duly adopted by said governing
body at meetings held on November 12, 1991 and December 10, 1991.
Said resolutions are recorded in the official minutes of the
County Board for said dates.
At the option of the County, the Bonds maturing on
October 1, 2000 and thereafter are subject to redemption prior to
maturity on October 1, 1999 or on any day thereafter. Said Bonds
are redeemable as a whole or in part, and if in part, at the
option of the County and in such manner as the County shall
determine, and within each maturity by lot, as selected by the
Bond Registrar, at the principal amount thereof, plus accrued
interest to the date of redemption.
Before the redemption of any of the Bonds, the County
shall direct the Bond Registrar to give notice of such redemption
by registered or certified mail at least thirty (30) days prior
to the date fixed for redemption to the registered owner of each
Bond to be redeemed, in whole or in part, at the address shown on
the registration books. Any notice mailed as provided herein
shall be conclusively presumed to have been duly given, whether
or not the registered owner receives the notice. The Bonds shall
cease to bear interest on the specified redemption date, provided
that federal or other immediately available funds sufficient for
such redemption are on deposit at the office of the Bond
Registrar at that time. Upon such deposit of funds for redemp-
tion the Bonds shall no longer be deemed to be outstanding.
The Bonds are issued in registered form in the
denomination of $5,000 or any integral multiple thereof. This
Bond may be exchanged at the principal office of the Bond
Registrar for a like aggregate principal amount of Bonds of the
same maturity in other authorized denominations.
This Bond is transferable by a written assignment duly
executed by the registered owner hereof or by such owner's duly
authorized legal representative. Upon such transfer a new
registered Bond, in authorized denomination or denominations and
in the same aggregate principal amount, shall be issued to the
transferee in exchange hereof.
The County and the Bond Registrar may deem and treat
the registered owner hereof as the absolute owner hereof for the
purpose of receiving payment of or on account of principal hereof
and interest due hereon and for all other purposes, and neither
the County nor the Bond Registrar shall be affected by notice to
the contrary.
It is hereby certified and recited that all conditions,
things and acts required by law to exist or to be done prior to
and in connection with the issuance of this Bond have been done,
have existed and have been performed in due form and time; that
the aggregate indebtedness of the County, including this Bond and
others issued simultaneously herewith, does not exceed any
limitation imposed by law or the Constitution of the State of
Wisconsin; and that a direct annual irrepealable tax has been
levied sufficient to pay this Bond, together with the interest
thereon, when and as payable.
This Bond shall not be valid or become obligatory for
any purpose until the Certificate of Authentication hereon shall
have been executed by the Bond Registrar.
IN WITNESS WHEREOF, St. Croix County, Wisconsin, by its
governing body, has caused this Bond to be executed for it and in
its name by the facsimile signatures of its duly qualified County
Board Chairperson and County Clerk; to be authenticated by the
Bond Registrar; and to be sealed with a facsimile of its official
or corporate seal. The County, by the aforesaid authentication
of this Bond, does adopt such facsimile signatures as proper
signatures, all as of the 1st day of January, 1992.
ST. CROIX COUNTY
By: (facsimil - 'ture)
(SEAL) County :;- ai.•erson
By: (fjcsi, - signature)
Coun N.:lerk
Date of Authentication:
CERTIFICATE OF AUTHENTICATION
This Bond is one of St. Croix County's General
Obligation Government Center Building Bonds, Series 1992A
described in the within - mentioned resolutions.
‹J
\o'
as c le i strar
B
uthorized Signature
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned sells, assigns and
transfers unto
(Name and Address of Assignee)
(Social Security or other Identifying Number of Assignee)
the within Bond and all rights thereunder and hereby irrevocably
constitutes and appoints
Legal Representative, to transfer said Bond on the books kept for
registration thereof, with full power of substitution in the
premises.
Dated:
Signature Guaranteed:
(e.g. Bank, Trust Company (Registered Owner)
or Securities Firm)
NOTICE: This signature must
correspond with the name of
the registered owner as it
(Authorized'Officer) appears upon the face of the
within Bond in every parti-
cular, without alteration or
enlargement or any change
whatever.
EXHIBIT C
FISCAL AGENCY AGREEMENT
THIS AGREEMENT is madecax entered into the day of
January, 1992, by and between -Std � oix County, Wisconsin (the
"District "), and _ a national banking
association /state banking with trust powers located
in (r ` (the "Agent ") .
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WITNESSETH:
WHEREAS, the District has authorized the borrowing of
the sum of ELEVEN MILLION FIVE HUNDRED THOUSAND DOLLARS
($11,500,000) pursuant to Section 67.05, Wisconsin Statutes, and
the resolutions adopted by the County Board on November 12, 1991
and December 10, 1991 and has authorized the issuance and sale of
$11,500,000 principal amount of general obligation government
center building bonds to evidence such indebtedness (the
"Obligations "). The Obligations shall be designated "General
Obligation Government Center Building Bonds, Series 1992A "; shall
be dated January 1, 1992; shall bear interest at the rates set
forth below; and shall mature serially on October 1 of each year,
in the years and principal amounts as follows:
Year Principal Amount Interest Rate
1992 $ 175,000
1993 40,000
1994 105,000
1995 145,000
1996 250,000
1997 310,000
1998 360,000
1999 405,000
2000 455,000
2001 785,000
2002 830,000
2003 885,000
2004 935,000
2005 995,000
2006 1,060,000
2007 1,130,000
2008 1,275,000
2009 1,360,000
Interest shall be payable commencing on October 1, 1992 and
semi - annually thereafter on April 1 and October 1 of each year
until the principal of the Obligations is paid in full or
discharged;
WHEREAS, the County is issuing the Obligations in
registered form pursuant to Section 149 of the Internal Revenue
Code of 1986, as amended, and any applicable income tax regu-
lations; and,
WHEREAS, pursuant to the aforesaid resolution or
resolutions and Section 67.10(2), Wisconsin Statutes, the County
Board of the County has authorized the appointment of the Agent
as Fiscal Agent of the County for the purpose of performing any
or all of the following functions with respect to the Obliga-
tions: paying the principal of and interest on the Obligations;
accounting for such payments; registering, authenticating,
transferring, and canceling the Obligations; and maintaining a
registration book in addition to other applicable responsibil-
ities all in accordance with the provisions of Section 67.10(2),
Wisconsin Statutes.
NOW, THEREFORE, the County and the Agent do hereby
agree as follows:
I. APPOINTMENT
The Agent is hereby appointed Fiscal Agent of the
County with respect to the Obligations for the purpose of
performing such of the responsibilities stated in Section
67.10(2)(a), Wisconsin Statutes, as are delegated herein or as
may be otherwise specifically delegated in writing to the Fiscal
Agent by the County.
II. INVESTMENT RESPONSIBILITY
The Fiscal Agent shall not be under any obligation to
invest funds held for the payment of interest or principal on the
Obligations.
III. PAYMENTS
At least one (1) business day before each semi - annual
interest payment date (commencing with the first interest payment
date and continuing thereafter until the principal of and
interest on the Obligations should have been fully paid or
prepaid in accordance with their terms) the County agrees to and
shall pay to the Fiscal Agent, in immediately available funds, a
sum equal to the amount payable as principal of and the premium,
if any, and interest on the Obligations on such semi - annual
interest payment date. Said semi - annual interest and /or
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principal payment dates and amounts are set forth in Exhibit A -1
which is attached hereto and incorporated herein by this
reference.
IV. CANCELLATION
In every case of the surrender of any Obligation for
the purpose of payment, the Fiscal Agent shall cancel and destroy
the same and deliver to the County a certificate regarding such
cancellation, setting forth an accurate description of the
Obligation, specifying its number, date, purpose, amount, rate of
interest, and payment date and stating the date and amount of
each payment of principal or interest thereon. The Fiscal Agent
shall also cancel and destroy Obligations presented for transfer
or exchange and deliver a certificate with respect to such
transfer or exchange to the County. The Fiscal Agent shall be
permitted to microfilm, or otherwise photocopy and record said
canceled Obligations.
V. REGISTRATION BOOK
Fiscal Agent shall maintain in the name of the County a
Registration Book containing the names and addresses of all
registered owners of the Obligations. The Fiscal Agent shall
keep confidential said information in accordance with applicable
banking and governmental regulations.
VI. INTEREST PAYMENT
Payment of each installment of interest shall be made
to the registered owner who shall appear on the Registration Book
at the close of business on the 15th day of the calendar month
next preceding the interest payment date and shall be paid by
check or draft of the Fiscal Agent mailed to such registered
owner at his address as it appears in such Registration Book or
at such other address as may be furnished in writing by such
registered owner to the Fiscal Agent.
VII. PAYMENT OF PRINCIPAL
Principal shall be paid to the registered owner of an
Obligation upon surrender of the Obligation on or after its
maturity or redemption date.
VIII. REDEMPTION NOTICE
In the event the County exercises its option, if any,
to redeem any of the Obligations, the County shall direct the
Fiscal Agent to give notice of such redemption by registered or
certified mail at least thirty days prior to the date fixed for
redemption to the registered owner of each Obligation to be
redeemed in whole or in part at the address shown in the
Registration Book. Such direction shall be given at least
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thirty -five days prior to such redemption date.
In addition, in accordance with the recommendations of
the Securities and Exchange Commission, the Fiscal Agent shall
give notice of any call for redemption to all registered securi-
ties depositories and to a national information service that
disseminates notices of redemption of obligations such as the
Obligations, but neither a defect in this additional notice nor
any failure to give all or any portion of such additional notice
shall in any manner defeat the effectiveness of a call for
redemption.
IX. TRANSFER AND EXCHANGE OF OBLIGATIONS
The County will supply the Fiscal Agent with the number
of printed Obligations requested by the purchaser or purchasers
of the Obligations no less than five business days prior to the
date of delivery of and payment for the Obligations (the
"Closing ") which are complete except for some or all of the
following:
1. Name of registered owner
2. Face principal amount
3. Maturity date
4. Interest rate
5. Registration date, if any
6. Serial numbers
7. CUSIP numbers, if any
8. Authenticating signature
The Fiscal Agent will prepare Obligations in the name
of a purchaser or purchasers designated by the County so as to be
available for authentication by the Fiscal Agent at Closing. Said
purchaser or purchasers shall become the first registered owners
of the full issue of Obligations at Closing. The Fiscal Agent
shall transfer Obligations upon presentation of a written
assignment duly executed by the registered owner or by such
owner's duly authorized legal representative. Upon such a
transfer, a new registered Obligation of authorized denomination
or denominations in the same aggregate principal amount shall be
issued to the transferee in exchange thereof, and the name of
such transferee shall be entered as the new registered owner in
the Registration Book. Upon request of the registered owner, the
Fiscal Agent shall exchange Obligations of the issue for a like
aggregate principal amount of Obligations of the same maturity in
authorized whole integral multiples of $5,000.
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The Obligations shall be numbered 1 and upward. Upon
any transfer or exchange, the Obligation or Obligations issued
shall bear the next highest consecutive unused number or numbers.
X. AUTHENTICATION
The Fiscal Agent shall sign the Certificate of Authen-
tication on each Obligation on the date of delivery, transfer or
exchange of such Obligation. The Fiscal Agent shall distribute
and /or retain for safekeeping the Obligations in accordance with
the direction of the registered owners thereof.
XI. STATEMENTS
The Fiscal Agent shall furnish the County with an
accounting of payments received and made and funds on hand
annually.
XII. FEES
The County agrees to pay the Fiscal Agent fees in
accordance with the fee schedule provided by the Fiscal Agent
which is attached hereto as Exhibit B -1 and incorporated herein
by this reference until the final principal payment (or redemp-
tion date in the event the County exercises its option, if any,
to redeem the Obligations). Such fees are payable on the dates
principal is due or pursuant to statements provided to the County
by the Fiscal Agent. In the event the County exercises its
option, if any, to redeem the Obligations, the Fiscal Agent shall
be reimbursed for mailing costs related therewith.
XIII. MISCELLANEOUS
(a) Nonpresentment of Checks. In the event the check
or draft mailed by the Fiscal Agent to the registered owner is
not presented for payment within six years of its date, then the
monies representing such nonpayment shall be returned to the
County or to such board, officer or body as may then be entitled
by law to receive the same, together with the name of the
registered owner of the Obligation and the last mailing address
of record. Thereafter, the Fiscal Agent shall not be responsible
for the payment of such check or draft.
(b) Resignations; Successor Fiscal Agent. Fiscal
Agent may at any time resign by giving not less than sixty days
written notice to County. Upon receiving such notice of
resignation, the County shall promptly appoint a successor Fiscal
Agent by an instrument in writing executed by order of its
governing body. If no successor Fiscal Agent shall have been so
appointed and have accepted appointment within sixty days after
such notice of resignation, the resigning Fiscal Agent may
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petition any court of competent jurisdiction for the appointment
of a successor fiscal agent. Such court may thereupon, after
such notice, if any, as it may deem proper and prescribes,
appoint a successor fiscal agent.
Any successor fiscal agent shall be qualified to act
pursuant to Section 67.10(2), Wisconsin Statutes, as amended.
Any successor fiscal agent shall execute, acknowledge
and deliver to the County and to its predecessor fiscal agent an
instrument accepting such appointment hereunder, and thereupon
the resignation of the predecessor fiscal agent shall become
effective and such successor fiscal agent, without any further
act, deed or conveyance, shall become vested with all the rights,
powers, trusts, duties and obligations of its predecessor, with
like effect as if originally named as fiscal agent herein; but
nevertheless, on written request of County, or on the request of
the successor, the fiscal agent ceasing to act shall execute and
deliver an instrument transferring to such successor fiscal
agent, all the rights, powers, and trusts of the fiscal agent so
ceasing to act. Upon the request of any such successor fiscal
agent, the County shall execute any and all instruments in
writing for more fully and certainly vesting in and confirming to
such successor fiscal agent all such rights, powers and duties.
Any predecessor fiscal agent shall pay over to its successor
fiscal agent any funds of the County.
(c) Termination. This Agreement shall terminate six
years after the last principal payment on the Obligations is due
whether by maturity or earlier redemption or the final dis-
charge of the County's responsibilities for payment of the
Obligations, whichever is later. The parties realize that any
funds hereunder as shall remain upon termination shall be turned
over to the County after deduction of any unpaid fees and
disbursements of Fiscal Agent. Termination of this Agreement
shall not, of itself, have any effect on County's obligation to
pay the outstanding Obligations in full in accordance with the
terms thereof.
(d) Execution. This Agreement shall be executed on
behalf of the County and the Agent by their duly authorized
officers. This Agreement may be executed in several counter-
parts, each of which shall be an original and all of which shall
constitute but one and the same agreement.
IN WITNESS WHEREOF, the parties have executed this
Agreement, being duly authorized so to do, each in the manner
most appropriate to it, on the date first above written.
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SIGNATURE PAGE TO THE FISCAL AGENCY AGREEMENT
ST. CROIX COUNTY, WISCONSIN
(SEAL) B
Richard Peterson
County—Board Chairperson
4t
And:
Sue E. Nelson
County Clerk
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SIGNATURE PAGE TO THE FISCAL AGENCY AGREEMENT
(SEAL)
By:
And:
8